Liquid Funding Ltd.

Employer

Epstein’s chairmanship of Bear Stearns’ \$6.7 billion asset-backed conduit

Liquid Funding Ltd. was a Bermuda-incorporated special-purpose vehicle that Bear Stearns created in October 2000 to fund mortgage- and asset-backed inventories with short-term paper. Jeffrey Epstein took the chair on November 9, 2001 and stayed until March 2007, during which the conduit's assets swelled to roughly $6.7 billion.

Bear Stearns Bank plc in Dublin managed the portfolio, and filings show frequent repo and note transactions with Wall Street counterparties. When the asset-backed commercial-paper market seized in 2007, ratings agencies slashed the program and portions of its collateral flowed into the Federal Reserve's 2008 Maiden Lane rescue of Bear Stearns. The company entered members' voluntary liquidation in November 2015.12345

  Timeline

DateEvent
Oct 19 2000Incorporated in Bermuda, Appleby served as agent 6
Nov 09 2001Epstein appointed chairman and director 78
2002-2006Executes repo and MTN trades (e.g., CT LF Funding, HomeBanc) 910
Mar 30 2007Epstein resigns all roles 11
Mar-Jun 2007Balance sheet peaks near $6.7 bn 12
Aug-Nov 2007Fitch cites liquidity stress & ratings cut, ABCP program shrinks 1314
Mar 2008Fed structures Maiden Lane, Liquid Funding collateral included, per internal Fed and media records 1516
Nov 25 2015Dissolved by members' voluntary liquidation 17

  Incorporation and Purpose (2000)

Bear Stearns registered Liquid Funding Ltd. in Bermuda on October 19, 2000, using Appleby Services as corporate secretary.18 WIPO records show that Bear Stearns had already trademarked the name "Liquid Funding" for financial services, underlining its plan to run the conduit as a branded liquidity engine.19

  Governance and Epstein's Role (2001-2007)

ICIJ's Paradise Papers list Epstein as both chairman and director from November 9, 2001 through March 30, 2007, while other board seats rotated among Bear Stearns executives and outside directors.2021 A Miami Herald review of the leaked Appleby files reported that Bear Stearns initially owned 40 percent of the vehicle, giving Epstein an influential but not controlling stake.22 Wall Street On Parade later documented support functions supplied by JPMorgan and law firm Sidley Austin.23

  Funding Model and Growth (2002-2007)

Liquid Funding issued asset-backed commercial paper and medium-term notes that were bought by money-market funds; Fitch tracked the program under its "market-value ABCP" universe and, by May 2007, reported $6.7 billion of outstanding liabilities.2425 SEC schedules show the conduit appearing as a counterparty in repo deals (e.g., CT LF Funding) and in money-market portfolios holding its paper.2627

  Stress, Downgrades, and Federal-Reserve Backstop (2007-2008)

The August 2007 freeze in ABCP markets forced Fitch and Moody's to cut Liquid Funding's short-term ratings, citing margin-call risk on mortgage collateral.2829 As Bear Stearns unraveled in March 2008, Liquid Funding's mortgage and ABS pool was among the assets transferred into the Fed-financed Maiden Lane LLC, according to contemporaneous Bear-Stearns rescue documentation and subsequent investigative reporting.3031

  Post-Crisis Operations and Dissolution (2008-2015)

After Bear's collapse, JPMorgan absorbed Bear Stearns Bank plc, which had acted as Liquid Funding's investment manager, and wound down remaining positions.32 OffshoreAlert filings show shareholders voting for a members' voluntary liquidation on November 25, 2015, closing the entity with no outstanding claims.33

Liquid Funding gave Bear Stearns—and Epstein—direct access to low-cost, off-balance-sheet leverage during the housing boom, converting mortgage warehouses into tradable short-term paper.34 Epstein's chairmanship added a thin layer of governance to a $6.7 billion conduit whose risk ultimately migrated to the Federal Reserve and, by extension, taxpayers.3536

This highlights the fragility of pre-crisis financing structures and the opaque roles played by offshore vehicles in Wall Street's liquidity chain.3738


  References

  Footnotes

  1. Liquid Funding Incorporation Details, Offshore Leaks Database

  2. Epstein Chaired $6.7B Conduit, Wall Street On Parade

  3. Bear Stearns Ownership Records, Offshore Leaks Database

  4. Bear Stearns Rescue Overview, Federal Reserve

  5. Liquid Funding Filings and Liquidation, OffshoreAlert

  6. Company Registration Documents, Offshore Leaks Database

  7. Epstein Board Appointment, Offshore Leaks Database

  8. Director Listings and Changes, Offshore Leaks Database

  9. Repo Transaction Filing 2006, SEC

  10. HomeBanc Contract, Justia Contracts

  11. Epstein Resignation Records, Offshore Leaks Database

  12. Bear Stearns Conduit Growth, Wall Street On Parade

  13. ABCP Market Shrinkage, Fitch Ratings

  14. Program Shrinkage Filing, SEC

  15. Maiden Lane Asset Transfer, Wall Street On Parade

  16. Bear Stearns Rescue Details, Federal Reserve

  17. Liquidation Vote Filing, OffshoreAlert

  18. Bermuda Incorporation Records, Offshore Leaks Database

  19. Liquid Funding Trademark, WIPO

  20. Board Membership Records, Offshore Leaks Database

  21. Director Listings, Offshore Leaks Database

  22. Bear Stearns Stake Reporting, Miami Herald

  23. JPMorgan and Sidley Austin Support, Wall Street On Parade

  24. Outstanding Liabilities Report, Fitch Ratings

  25. Conduit Growth Documentation, Wall Street On Parade

  26. Repo Counterparty Filing, SEC

  27. Money Market Portfolio Filing, SEC

  28. Liquidity Stress and Downgrades, Fitch Ratings

  29. Margin Call Risk Filing, SEC

  30. Maiden Lane Asset Transfer, Federal Reserve

  31. Bear Stearns Rescue Reporting, Wall Street On Parade

  32. JPMorgan Winding Down, Wall Street On Parade

  33. Shareholder Liquidation Vote, OffshoreAlert

  34. Off-Balance-Sheet Leverage, Wall Street On Parade

  35. Risk Migration to Fed, Wall Street On Parade

  36. Bear Stearns Overview, Investopedia

  37. Pre-Crisis Financing Fragility, Fitch Ratings

  38. Epstein Offshore Fortune, ICIJ

Published on October 19, 2000

5 min read